Social Media for Banks and Financial Services Institutions

West LegalEdcenter Webcast

25 Feb 2014 01:00 p.m. - 02:00 p.m. EST

Alexa Powers
(212) 336-4312

This webcast will focus on the considerations for issuers, broker-dealers, registered investment advisers, and commodity pools in using social media, whether for corporate communications or in the context of securities offerings.

Topics of discussion will include:

  • Reg FD and other liability concerns
  • FINRA guidance on communications and social media
  • Guidance for investment advisers and investment companies
  • CFTC and NFA guidance for funds




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