Structured Products Washington Conference 2015

Regulatory, Legal, and Compliance Issues Impacting Structured Products

05 Nov 2015 08:00 a.m. - 05:00 p.m.

Fairfax at Embassy Row
2100 Massachusetts Ave NW
Washington, DC 20008
Trevor Starer
(212) 336-4310

This fall, regulators, in-house counsels and legal advisers in the derivatives and structured products business will gather for a day of essential discussions on regulatory changes in the market and rewarding networking with industry peers in the region.

Topics Will Include:

  • Disclosures, pricing, new products and emerging issues;
  • The SEC update on new and exchange traded products;
  • Marketing derivatives and structured products;
  • Index governance and maintenance;
  • Bank regulatory issues affecting structured notes issuers;
  • Enforcement issues relating to structured products;
  • Tax developments;
  • Investment Company Act and Advisers Act issues;
  • Suitability, KYD and other compliance issues; and
  • Preparing for a FINRA or OCIE exam compliance basics.


  • Partner Anna T. Pinedo, Morrison & Foerster LLP
  • Partner Lloyd S. Harmetz, Morrison & Foerster LLP
  • Partner Oliver I. Ireland, Morrison & Foerster LLP
  • Partner Remmelt A. Reigersman, Morrison & Foerster LLP
  • Of Counsel Bradley Berman, Morrison & Foerster LLP



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