Structured Products Washington Conference 2015

Regulatory, Legal, and Compliance Issues Impacting Structured Products

11/05/2015 08:00 a.m. - 05:00 p.m.

Structured Products, Capital Markets, Banking + Financial Services, Financial Institutions + Financial Services, and Investment Management

Fairfax at Embassy Row
2100 Massachusetts Ave NW
Washington, DC 20008

Bradley BermanLloyd S. HarmetzPeter J. GreenAnna T. PinedoRemmelt A. ReigersmanOliver I. Ireland, and Jeremy C. Jennings-Mares


Trevor Starer
(212) 336-4310

This fall, regulators, in-house counsels and legal advisers in the derivatives and structured products business will gather for a day of essential discussions on regulatory changes in the market and rewarding networking with industry peers in the region.

Topics Will Include:

  • Disclosures, pricing, new products and emerging issues;
  • The SEC update on new and exchange traded products;
  • Marketing derivatives and structured products;
  • Index governance and maintenance;
  • Bank regulatory issues affecting structured notes issuers;
  • Enforcement issues relating to structured products;
  • Tax developments;
  • Investment Company Act and Advisers Act issues;
  • Suitability, KYD and other compliance issues; and
  • Preparing for a FINRA or OCIE exam compliance basics.


  • Partner Anna T. Pinedo, Morrison & Foerster LLP
  • Partner Lloyd S. Harmetz, Morrison & Foerster LLP
  • Partner Oliver I. Ireland, Morrison & Foerster LLP
  • Partner Remmelt A. Reigersman, Morrison & Foerster LLP
  • Of Counsel Bradley Berman, Morrison & Foerster LLP


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