Speaking Engagement

Swap Dealer Registration and Compliance Workshop

British Bankers' Association Event


Pinners Hall
105-108 Old Broad Street
London EC2N 1EX
United Kingdom

This breakfast workshop will be run by Morrison & Foerster and will be a working session to review with foreign banks the final rules establishing the process for registering swap dealers and major swap participants.

It will also examine the business conduct standards applicable to swap dealers, the compliance policies and procedures required for participants in the derivatives market, recordkeeping and reporting requirements and related developments arising in connection with the Dodd-Frank Act.

Topics to be covered include:
  • Swap Dealer Registration and Compliance Issues
  • Registration Process
  • Policy Requirements
  • Compliance Challenges
  • Timing Considerations
  • Recent Dodd-Frank Rulemaking Developments
  • Entity Definitions
  • Clearing Documentation
  • Status of Volcker Rule




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