The Courts, the SEC, and Structuring PIPE Transactions in 2008


Corporate Finance | Capital Markets, Litigation, and Private Placements + PIPEs

New York, NY

Lloyd S. Harmetz and Joel C. Haims

Joel C. Haims and Lloyd S. Harmetz


Morrison & Foerster attorneys discussed recent judicial and regulatory activity relating to PIPEs. The SEC’s enforcement division brought a number of actions against hedge funds relating to shorting, market manipulation and insider trading claims. The program presented the perspective of seasoned transactional attorneys and litigators, focusing on steps that transaction participants can take (and avoid) to reduce their litigation exposure and improve their risk management practices.

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