The Perspective From the Defense: Responding to the SEC’s Enforcement Views

44th Annual Rocky Mountain Securities Conference

04/13/2012

Securities Enforcement

Marriott City Center Hotel
1701 California Street
Denver, CO 80202

Speaking Engagement

The 44th Annual Rocky Mountain Securities Conference provides a lineup of respected presenters who are well known throughout the securities profession and whose observations have earned the respect and attention of the investment community. Topics include enforcement views, the perspective from the defense, corporate finance, small cap finance, ethics, and corporate governance.

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