Title VII Update

12/17/2013 10:00 a.m. - 11:00 a.m.

Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, and Derivatives + Commodities


James Schwartz

James Schwartz

Speaking Engagement

Alexa Powers
(212) 336-4312

For presentation materials, click here.

This briefing will review the current status of the regulatory framework for OTC derivatives in the United States. Topics will include both elements of the CFTC’s framework for swaps that have not yet been implemented (such as substituted compliance and margin for uncleared swaps) and elements that have been largely implemented. With a key date for the SEC’s regulation of security-based swaps scheduled for February of next year, we will also review the current status of the SEC’s security-based swap regulations.


  • Anna Pinedo
    Partner, Morrison & Foerster
  • James Schwartz
    Of Counsel, Morrison & Foerster

New York and California CLE credit is pending.

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