07/24/2014 - 07/25/2014
Corporate Finance | Capital Markets, Financial Institutions + Financial Services, Banking + Financial Services, and Investment Management
PLI New York Center 1177 Avenue of the Americas New York, NY 10036
Speaking Engagement
Download Presentation Materials
Whether you are new to the field or seeking a quick refresher or an update, this is a securities law primer that you won’t want to miss. This program will provide an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners and key SEC representatives. Emphasis will be placed on the interplay among the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act, the Dodd-Frank Act, the Volcker Rule, and related SEC regulations, and on how securities lawyers can solve practical problems that arise under them in the context of public and private offerings, SEC reporting, mergers and acquisitions, and other common corporate transactions.
Partner Anna Pinedo will speak on derivatives, structured notes and other alternatives to traditional securities offerings. Discussion will focus on:
Unsolicited e-mails and information sent to Morrison & Foerster will not be considered confidential, may be disclosed to others pursuant to our Privacy Policy, may not receive a response, and do not create an attorney-client relationship with Morrison & Foerster. If you are not already a client of Morrison & Foerster, do not include any confidential information in this message. Also, please note that our attorneys do not seek to practice law in any jurisdiction in which they are not properly authorized to do so.