U.S. Regulatory Developments Affecting Canadian Banks

09/22/2015 10:00 a.m. - 02:00 p.m.

Capital Markets, Financial Services, Derivatives + Commodities Regulation, and Canada

The Fairmont Royal York
100 Front Street West
Toronto, ON M5J 1E3

Anna T. PinedoKenneth E. KohlerOliver I. IrelandJames Schwartz, and Julian E. Hammar


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Trevor Starer
(212) 336-4310

Please join us for our briefing sessions on September 22, 2015 at the Fairmont Royal York Hotel in Toronto during which we will discuss:

Volcker Rule:  Past the Compliance Date, but Not Over the Hump
10:00 a.m. – 11:15 a.m.
We will discuss a number of the compliance matters that continue to pose challenges for banks, including:

  • CLOs
  • Joint venture entities
  • The securitization exceptions
  • Other covered fund issues
  • Issues arising in relation to prop trading
  • Managing compliance risk

Securitization Related Developments
11:15 a.m. – 12:15 p.m.
We will discuss:

  • The U.S. risk retention rules
  • Relief for certain CLO restructurings
  • Regulation AB II
  • Application to covered bonds
  • Basel and securitization

12:15 p.m. – 1:00 p.m.

Derivatives Update
1:00 p.m.  – 2:00 p.m.
We will discuss:

  • The margin requirements
  • The stay protocol and other resolution related issues
  • Interaction of the leverage ratio and derivatives issues
  • SEC rules for securities based swap dealers


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