Use of Social Media in Offerings and Corporate Communications and by Registered Entities

PLI Webcast

01/10/2014 01:00 p.m. - 02:00 p.m. EST

Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Investment Management, and Social Media

Anna T. Pinedo and Jay G. Baris

Anna T. Pinedo and Jay G. Baris

Webinar

Alexa Powers
alexapowers@mofo.com
(212) 336-4312

For presentation materials, click here.

This briefing will focus on the considerations for issuers, broker-dealers, registered investment advisers, and commodity pools in using social media, whether for corporate communications or in the context of securities offerings.

Topics of discussion will include:

  • Reg FD and other liability concerns;
  • FINRA guidance on communications and social media;
  • Guidance for investment advisers and investment companies; and
  • CFTC and NFA guidance for funds.

PLI will offer CLE credit.

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