West LegalEdcenter Webcast: Social Media for Banks and Financial Services Institutions

06/16/2014 01:00 p.m. - 02:00 p.m. EDT

Banking + Financial Services, Corporate Finance | Capital Markets, Financial Institutions + Financial Services, Social Media, and Investment Management


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Alexa Powers
(212) 336-4312

This session will focus on the considerations for issuers, broker-dealers, registered investment advisers, and commodity pools in using social media, whether for corporate communications or in the context of securities offerings.

Topics of discussion will include:

  • Reg FD and other liability concerns
  • FINRA guidance on communications and social media
  • General solicitation and recent SEC guidance on intrastate crowdfunding
  • Recent SEC guidance for investment advisers
  • CFTC and NFA guidance for funds

West will provide CLE credit.

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