West Legalworks Webinar: U.S. and EU Regulatory and Legal Developments Affecting the Structured Products Market

04/07/2011 01:00 p.m. - 02:00 p.m. EDT

Financial Institutions + Financial Services, Derivatives + Commodities, Corporate Finance | Capital Markets, Financial Institutions | Europe, Securities Offerings | Europe, and Structured Products

Lloyd S. Harmetz and Jeremy C. Jennings-Mares

Lloyd S. Harmetz and Jeremy C. Jennings-Mares


Christie Adams
(212) 336-4024

Investors continue to find structured products attractive investments. Growth in the structured products market and renewed focus on investor protection issues has led to increased regulatory scrutiny. The panelists will discuss key regulatory developments that may affect the U.S. and the EU market for structured products, including the following:

  • FINRA guidance in the United States relating to structured products,
  • Know-your-customer, suitability and fiduciary duty issues,
  • Disclosure considerations,
  • Potential impact of Dodd-Frank on structured products,
  • The importance of the Key Information Document,
  • EU Packaged Retail Investment Products (PRIPs) initiative,
  • The Product Intervention paper, and
  • Other emerging issues.

West Legalworks' cost for this event is $135.


  • Anna Pinedo, Partner, Morrison & Foerster LLP
  • Lloyd Harmetz, Partner, Morrison & Foerster LLP
  • Jeremy Jennings-Mares, Partner, Morrison & Foerster (UK) LLP

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