What Every Private Fund Adviser Should Know About: Advisers Act Restrictions on Marketing Funds

04/03/2013 05:00 p.m. - 08:30 p.m.

Private Equity Funds and Investment Management

MoFo New York
1290 Avenue of the Americas
(between 51st and 52nd streets)
New York, NY 10104

Jay G. Baris and Kelley A. Howes

Jay G. Baris and Kelley A. Howes

Seminar

Rachel De Dora
rdedora@mofo.com
(212) 336-4011

Part One of the MoFo Investment Management Group’s RIA Compliance Round Table Series

Topics include:

  • Offering Limits on Advertising
  • SEC’s “Anti-Fraud” Rules
  • Presenting Past Performance
  • Portability of Track Record at Prior Firms
  • Books and Records
  • SEC “Hot Buttons”
  • JOBS Act Effect on Marketing Private Funds

California CLE Credit
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New York CLE Credit
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This transitional and non-transitional continuing legal education program has been approved in accordance with the requirements of the Continuing Legal Education Board for a maximum of 1.0 credit hour.

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