What Every Private Fund Adviser Should Know About: Advisers Act Restrictions on Marketing Funds

04/03/2013 05:00 p.m. - 08:30 p.m.

Private Funds and Investment Management

MoFo New York
1290 Avenue of the Americas
(between 51st and 52nd streets)
New York, NY 10104

Kelley A. Howes

Kelley A. Howes


Rachel De Dora
(212) 336-4011

Part One of the MoFo Investment Management Group’s RIA Compliance Round Table Series

Topics include:

  • Offering Limits on Advertising
  • SEC’s “Anti-Fraud” Rules
  • Presenting Past Performance
  • Portability of Track Record at Prior Firms
  • Books and Records
  • SEC “Hot Buttons”
  • JOBS Act Effect on Marketing Private Funds

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