Newsletter

Structured Thoughts: News for the financial services community

Volume 9, Issue 3

16 Apr 2018

In this issue of Structured Thoughts, we discuss:

  • Final Canadian Bail-In Rules: Impact On Structured Notes Offered in The United States
  • FINRA Issues Sweep Letter Regarding Products Linked to VIX
  • Pricing “Above The Range” in Structured Product Offerings
  • IRS Extends Deadline for Withholding and Reporting Partnership Dividend Equivalent Payments
  • SEC Panel Discusses Retail Investor Disclosure and Education
  • ESMA Temporary Product Intervention Measures For CFDs and Binary Options
  • FCA Statement On Cryptocurrency Derivatives

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