Structured Thoughts: News for the Financial Services Community, Volume 10, Issue 1

27 Feb 2019

In this issue of Structured Thoughts, we discuss:

  • FINRA's January 2019 guidance to the use of pre-inception index performance (PIP) data relating to a proprietary index
  • FINRA's annual “Risk Monitoring and Examination Priorities Letter,” and issues relating to structured products
  • The European Supervisory Authorities Final Report relating to a joint Consultation Paper on possible amendments to the PRIIPs Delegated Regulation

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