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In this issue of Structured Thoughts, we discuss FINRA’s proposed amendments to its Corporate Financing Rule, and how they would impact offerings of structured notes and the SEC’s new annual report exhibit requirement for debt securities.

Structured Thoughts: News for the Financial Services Community, Volume 10, Issue 2

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In this issue of Structured Thoughts, we discuss:<ul><li>FINRA’s proposed amendments to its Corporate Financing Rule, and how they would impact offerings of structured notes; and</li><li>The SEC’s new annual report exhibit requirement for debt securities.</li></ul>Read our <a href="https://media2.mofo.com/v3/assets/blt5775cc69c999c255/bltea384ff03b98c0c8/6273ef19deee7329767e910a/190418-structured-thoughts-financial-services-community.pdf" target="_blank">newsletter</a>.

Structured Thoughts: News for the Financial Services Community, Volume 10, Issue 2