Newsletter

Structured Thoughts: News for the Financial Services Community, Volume 10, Issue 3

26 Jun 2019

In this issue of Structured Thoughts, we discuss:

  • New Regulation Best Interest, and its impact on the structured products market.
  • The SEC’ June 2019 request for comment on simplifying, harmonizing and improving the exemptions from registration under the Securities Act of 1933.
  • The EU Commission’s response to a request for guidance from the European Supervisory Authorities as to the scope of the PRIIPs Regulation.

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