Newsletter

Structured Thoughts: News for the Financial Services Community, Volume 10, Issue 6

26 Nov 2019

In this issue of Structured Thoughts, we discuss:

  • European Commission consultation on EU benchmark regulation
  • FINRA: Suitability and sales practices remain an issue
  • SEC charges Switzerland-based dealer for selling unregistered security-based swaps for bitcoins
  • Regulators propose delay in initial margin phase-in for swaps with certain financial end users
Read our newsletter.
Close

Feedback

Disclaimer

Unsolicited e-mails and information sent to Morrison & Foerster will not be considered confidential, may be disclosed to others pursuant to our Privacy Policy, may not receive a response, and do not create an attorney-client relationship with Morrison & Foerster. If you are not already a client of Morrison & Foerster, do not include any confidential information in this message. Also, please note that our attorneys do not seek to practice law in any jurisdiction in which they are not properly authorized to do so.