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In this issue of Structured Thoughts, we discuss LIBOR: The End Game; Structured Notes and Regulation M: A Primer; New EU Prospectus Regulations: Impact on Structured Notes Offered in the EEA; KIDs and the U.S. Securities Laws; FINRA Fines Broker-Dealers for Sales of Non-Traditional ETFs; NASAA Survey Finds Seniors Are Most Vulnerable to Financial Fraud; and Changes to S&P and Russell Index Methodologies.

Structured Thoughts: News for the financial services community, Volume 8, Issue 7

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Structured Thoughts: News for the financial services community, Volume 8, Issue 7