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FCA To Focus On Risky Firms As Conduct Regime Grows

Law360

10 Oct 2017
Reprinted with permission.

As high-risk finance firms prepare for greater scrutiny from the Financial Conduct Authority, partner Kevin Roberts advises in the Law360 article “FCA To Focus On Risky Firms As Conduct Regime Grows,” that all firms need to be prepared.

“Everybody who is regulated and is going to be regulated needs to be paying attention to it,” he said. “It will be interesting to see how effectively the enhanced regime rolls out to so many firms, many of whom won’t have had the close relationship with the regulator that larger firms have.”

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