In The News

Sec 2019 Examination Letter Shows Tech Tools Broadening, Mutual Funds Focus


21 Dec 2018

“Mutual funds and their boards of directors should take a careful look at the detail provided in the (November) risk alert, and fund CCOs should make sure that their annual compliance review addresses each of the issues in the risk alert,” advised Morrison & Foerster’s Kelley A. Howes on the SEC’s November risk alert in the Reuters article, “SEC 2019 examination letter shows tech tools broadening, mutual funds focus.”



Unsolicited e-mails and information sent to Morrison & Foerster will not be considered confidential, may be disclosed to others pursuant to our Privacy Policy, may not receive a response, and do not create an attorney-client relationship with Morrison & Foerster. If you are not already a client of Morrison & Foerster, do not include any confidential information in this message. Also, please note that our attorneys do not seek to practice law in any jurisdiction in which they are not properly authorized to do so.