Clara Wong, Jeremy C. Jennings-Mares, Lloyd S. Harmetz, and Peter J. Green
Financial Services, Structured Products, Capital Markets, and Broker-Dealer Compliance + Regulation
In this issue of Structured Thoughts, we discuss Structured Product Red Herrings: Rule 433 and Rule 424(b); PRIIPs Implementation Date Fast Approaching; Benchmark Regulation: Latest on Grandfathering; Financial Conduct Authority Releases Data Relating to Complaints about Financial Products; Notice Extends Phase-In of Section 871(m) Regulations; EU Regulatory Agenda: What to Expect in 2018; U.S. Regulatory Agenda: What to Expect in 2018.
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