Lloyd S. Harmetz and Tadashi Okamoto
Corporate Finance | Capital Markets, Structured Products, and Structured Finance + Securitization
In this issue of Structured Thoughts, we discuss the SEC’s recent sanctions against a broker-dealer for unsuitable sales of leveraged ETNs linked to the price of crude oil.
Read our newsletter.
©1996-2019 Morrison & Foerster LLP. All rights reserved.