Structured Thoughts: News for the Financial Services Community, Volume 10, Issue 4

07/24/2019
Newsletter

In this issue of Structured Thoughts, we discuss:

  • The SEC’s newly released margin rules for security-based swap dealers.
  • U.K.’s Financial Conduct Authority consultation on its proposal to ban the sale, marketing, and distribution of derivatives and exchange traded notes that reference certain types of cryptoassets.
  • FINRA’s Regulatory Notice 19-21, which established higher strategy-based margin requirements for exchanged-traded notes and options.

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