Rule 506(c) – Verifying Investor Accreditation Status

NASDAQ Private Markets Resource Center

October 2017

Corporate Finance | Capital Markets and Private Placements

Video

NASDAQ Private Markets and Morrison & Foerster recently described the process for verifying the status of investors when a company chooses to use general solicitation to conduct a Rule 506(c) offering.  In this video blog, Anna Pinedo reviews the SEC’s principles-based guidelines for verification of an accredited investor and also non-exclusive methods for verification. 

To watch this video, visit the NASDAQ Private Markets Resource Center: http://resources.npm.com/private-placement-exemptions-rule-596-verifying-investor-accreditation-status/

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