Sarah Hanni is an associate in the Investment Management Group. She advises registered investment companies (including mutual funds, exchange-traded funds, and interval funds), registered investment advisers, and broker-dealers on a broad range of legal, regulatory, and compliance matters arising under the U.S. federal securities laws.

Sarah has experience working with independent board members of registered investment companies on regulatory, corporate governance, and fiduciary oversight matters. She also advises clients on investment company status issues arising under the Investment Company Act of 1940.

Her practice also includes advising broker-dealers on regulatory matters, including issues arising under Rule 15a-6 of the Securities Exchange Act of 1934, relating to foreign broker-dealers and registration requirements.