Securities + Derivatives Regulatory Solutions

FINRA Enforcement Review Recommends Greater Process, Transparency, and Proportionality

Supreme Court Confirms No Private Right of Action Under Section 47(b) of the Investment Company Act

SEC Proposes Landmark Rollback of Core Regulation NMS Requirements and Delays Implementation of 2024 Market Structure Reforms

SEC’s Draft Strategic Plan Pivots to Digital Asset Clarity, Fraud-Focused Enforcement, and Organizational Restructuring

SEC Grants Temporary Exemptive Order for Clearing Agency Registration to Paxos Securities Settlement Company: Implications for Tokenized Securities Infrastructure

SEC and CFTC Propose Scaling Back Form PF Requirements

Are Banks Safe from Insider Trading in Prediction Markets?

Did The SEC And CFTC Give Crypto More Than Just A ‘Bridge’ To Clarity?

How I Made Practice Group Chair: 'Building a Culture of Excellence, Curiosity and Trust,' Says Val Dahiya of Morrison Foerster

Tokenization and Tokenized Collateral – Where We Are and Where We’re Going

Lexology Masterclass - Prediction Markets Compliance: What RIAs and Broker-Dealers Should Consider

Digital Assets and Tokenization: What's Next

FIA Law & Compliance Division Conference 2026

ISDA Masterclass: Derivatives Documentation (March 2026)

Crypto and Emerging Technologies: Strategic Insights for Financial Market Participants in 2026

Above Board: What Boards Need to Know About Prediction Markets