Practices

Industries + Issues

Bar Admissions

  • Maryland

  • District of Columbia

Government Service

  • U.S. Securities and Exchange Commission
    • Division of Trading and Markets, Office of Derivatives Policy and Trading Practices, Branch Chief
    • Division of Examinations, Office of Compliance Inspections and Examinations, Senior Counsel
  • FINRA
    • Market Regulation

Education

  • Seattle University, B.A.

  • Seattle University, J.D.

Insights

Insights

Client Alert
SEC and CFTC Announce Joint “Project Crypto” Initiative and Signal Coordinated Regulatory Push for Digital Asset Markets
Client Alert
SEC Staff Statement on Tokenized Securities – Innovation as a Regulated Evolution
Client Alert
U.S. SEC Staff Issues Long-Awaited Crypto Asset Securities Guidance for Carrying Broker-Dealers
Client Alert
U.S. SEC Further Delays Compliance Dates for Institutional Money Manager Short Sale and Securities Lending Reporting Rules
Client Alert
CFTC Announces Launch of First Leveraged Spot Cryptocurrency Listed on a CFTC-Regulated Exchange
Client Alert
SEC Staff Issues Relief for Registered Representatives Using Unregistered PSEs to Receive Transaction-Based Compensation
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News

Events

Recommended for Structured Finance: Derivatives and Structured Products

The Legal 500 US 2024