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Kelley Howes

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Kelley Howes serves as vice chair of Morrison & Foerster’s Investment Management Group. She has experience with a wide range of legal, regulatory, compliance, corporate governance, insurance, and othe

Kelley A. Howes

Case Studies

MoFo’s GP + LP Global Summit 2023

52nd Rocky Mountain Securities Conference

2023 Investment Management Conference

2023 Investment Adviser Compliance Conference

Women's Venture Capital Summit 2023

Women's GP Connect Summit 2022

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Experience

SEC Examinations and Enforcement Update for Registered Investment Advisers: Transparency for SEC Exams, Marketing Rule Sweep, and More Custody Scrutiny

SEC Adopts Expansive Private Fund Adviser Rules

Risk Alert: Broker-Dealers Must Comply with Their AML and Sanctions Obligations

SEC v. Terraform Labs Pte. Ltd.: SDNY Judge Rakoff Denies Defendants’ Motion to Dismiss SEC’s Claims, Rejects the Ripple Court’s Interpretation of the Howey Test

SEC Delays Finalized Cyber Rules Until October 2023

SEC's Redefinition of "Exchange" Would Mean More Confusion

Insights

SEC's New Private Fund Rules Divide Industry Players

Private Funds Exhale Over SEC Rule Despite Big Compliance Costs

SEC's Proposed Safeguarding Rule: Concerns About the Scope and Specific Items for Closed-End Fund Managers to Monitor

Investment Adviser Compliance Index

SEC Outsource Rule Poses Sweeping Impact on Private Fund Managers

Law360 Names Attys Who Moved Up the Firm Ranks in Q3

News

Getting to Yes - Kelley Howes Speaks with Host Richard Levick

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Finance

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Denver

New York

Investment Management

Capital Markets

Broker-Dealer Compliance + Regulation

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Derivatives, Commodities + Structured Products

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Public Company Advisory & Governance

khowes@mofo.com

(303) 592-2237

(212) 336-4064

Reg BI: Getting Caught Up, Getting Ready, Getting Ahead…

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Kelley A. Howes

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5280 Guide 2022

Chambers USA Nationwide 2023

Best Lawyers 2024

Legal 500 US 2017

5280 Guide 2022

Chambers USA Nationwide 2023

Best Lawyers 2024

Legal 500 US 2017

5280 Guide 2022

Chambers USA Nationwide 2023