Webinar

Insider Trading Policies & Rule 10b5-1 Plans

Hosted by TheCorporateCounsel.net

20 Jul 2021 02:00 p.m. - 03:00 p.m. EDT


Join MoFo partners David Lynn and Haima Marlier who will be guest speakers on TheCorporateCounsel.net’s Insider Trading Policies & Rule 10b5-1 Plans webcast. With recent changes at the SEC that could bring greater attention to insider trading cases, and increased attention on Rule 10b5-1 plans, it's a good time to revisit your insider trading policy & trading plans as well as your compliance training program for your insiders. This webcast will provide practical guidance about what you should be doing in this area.

Panelists:

  • Meredith Cross, Partner, WilmerHale LLP
  • Alan Dye, Partner, Hogan Lovells LLP and Senior Editor, Section16.net
  • David Lynn, Partner, Morrison & Foerster LLP and Senior Editor, TheCorporateCounsel.net
  • Haima Marlier, Partner, Morrison & Foerster LLP

Topics:

  • The New Enforcement Environment
  • Focus on Rule 10b5-1 Plans
  • Rule 10b5-1 Plan Considerations for Share Buybacks
  • Intersection of Insider Trading Policies & Rule 10b5-1 Plans
  • Blackout Period Trends
  • Pre-clearance Procedures
  • Pledging, Hedging & Short-Selling Transactions
  • Cybersecurity, Climate Change and other Materiality Considerations
  • Latest Developments with Compliance Training

This program is complimentary for TheCorporateCounsel.net members and CLE credit is available.

Learn more and register


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