Insider Trading Policies & Rule 10b5-1 Plans

Hosted by TheCorporateCounsel.net

20 Jul 2021 02:00 p.m. - 03:00 p.m. EDT

Join MoFo partners David Lynn and Haima Marlier who will be guest speakers on TheCorporateCounsel.net’s Insider Trading Policies & Rule 10b5-1 Plans webcast. With recent changes at the SEC that could bring greater attention to insider trading cases, and increased attention on Rule 10b5-1 plans, it's a good time to revisit your insider trading policy & trading plans as well as your compliance training program for your insiders. This webcast will provide practical guidance about what you should be doing in this area.


  • Meredith Cross, Partner, WilmerHale LLP
  • Alan Dye, Partner, Hogan Lovells LLP and Senior Editor, Section16.net
  • David Lynn, Partner, Morrison & Foerster LLP and Senior Editor, TheCorporateCounsel.net
  • Haima Marlier, Partner, Morrison & Foerster LLP


  • The New Enforcement Environment
  • Focus on Rule 10b5-1 Plans
  • Rule 10b5-1 Plan Considerations for Share Buybacks
  • Intersection of Insider Trading Policies & Rule 10b5-1 Plans
  • Blackout Period Trends
  • Pre-clearance Procedures
  • Pledging, Hedging & Short-Selling Transactions
  • Cybersecurity, Climate Change and other Materiality Considerations
  • Latest Developments with Compliance Training

This program is complimentary for TheCorporateCounsel.net members and CLE credit is available.

Learn more and register



Unsolicited e-mails and information sent to Morrison & Foerster will not be considered confidential, may be disclosed to others pursuant to our Privacy Policy, may not receive a response, and do not create an attorney-client relationship with Morrison & Foerster. If you are not already a client of Morrison & Foerster, do not include any confidential information in this message. Also, please note that our attorneys do not seek to practice law in any jurisdiction in which they are not properly authorized to do so.