PLI's Private Placements and Hybrid Securities Offerings 2023

Morrison Foerster partner Dave Lynn will speak on two panels at PLI's Private Placements and Hybrid Securities Offerings 2023.

The first, “Overview of 4(a)(2) and Regulation D,” will touch on the following topics:

• Section 4(a)(2) overview
• Basics of Regulation D and amendments to Regulation D
• Bad actor disqualification
• Practical steps to address bad actor disqualification diligence and certifications, and obtaining waivers
• Accredited investor definition amendments

The second, “Financings in Close Proximity to One Another,” will include discussion and analysis of:

• The historic integration framework: five factors test and no action letter guidance
• The SEC’s Concept Release discussion of integration
• New integration safe harbors
• Hypothetical scenarios and integration analysis

PLI's Private Placements and Hybrid Securities Offerings conference brings together top corporate and securities attorneys, compliance professionals, investment bankers, and allied professionals involved in private placements and hybrid offerings for comprehensive discussion and analysis of the recent significant changes to the exempt offering framework, especially the integration rules.

Register or find out more.