Securities Fraud Fundamentals: Criminal vs. Civil Proceedings, Private Litigation, and Agency Involvement

Haima Marlier, a former SEC Senior Trial Counsel and partner in Morrison Foerster’s Securities Litigation, Enforcement, and White-Collar Defense Group, will speak during a CLE webinar providing a fundamental overview of securities fraud, including criminal and civil enforcement actions and private litigation.

During the 90-minute program, Haima and fellow panelists will examine the life cycle of a securities fraud matter, from inquiry and investigation through Wells notice and trial. Drawing on Haima’s extensive SEC enforcement and litigation experience, the discussion will address current enforcement trends, parallel civil and criminal proceedings, interagency information sharing, and practical defense strategies for navigating matters across multiple forums.