Audio

Gregory Bartko v. SEC

D.C. Circuit Oral Argument

17 Nov 2016

Brian Matsui argued in front of the U.S. Court of Appeals for the D.C. Circuit, where he successfully argued and obtained precedential ruling that the Securities and Exchange Commission could not retroactively apply Dodd-Frank’s industry-wide sanctions on securities professionals for certain securities violations. Brian's argument begins at 0:53.

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