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Developments in Registered Funds

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Morrison & Foerster and MFDF are delighted to host in-person program on Developments in Registered Funds. This program is...

Morrison & Foerster and MFDF are delighted to host in-person program on Developments in Registered Funds. This program is specifically designed to provide RIC board directors with the insights and strategies necessary for their oversight responsibilities.Expert-Led Sessions includes:<ul><li>Product Developments in Registered Funds: Discuss emerging product development trends and help directors identify questions to ask.</li></ul><ul><li>Special Issues for Directors of Sub-Advised Funds: Explore the unique challenges and responsibilities faced by directors overseeing sub-advised funds.</li><li>Transactions in Registered Investment Company Space: Gain insights into the trends and challenges for fund boards navigating transactions in the fund space.</li><li>Emerging Practices in the 15(c) Process for Fund Boards: Stay ahead of the curve with the latest developments and strategies in the 15(c) process. </li></ul>Space is limited for this event. Please register by April 18, 2025. <hr>

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Kelley Howes is co-chair of the Investment Management Group and managing partner of the firm’s Denver office.Kelley has over 30 years’ experience advising U.S. registered investment companies (including mutual funds, exchange traded funds, and interval funds), business development companies, registered investment advisers, and exempt reporting advisers on a wide range of legal, regulatory, and compliance matters. She also counsels clients regarding investment company status matters under the Investment Company Act.Recognized as a go-to counsel for independent fund trustees, Kelley frequently advises registered funds and their trustees on corporate governance, compliance, and regulatory matters, mergers and reorganizations, and regulatory examination and enforcement matters.Kelley is consistently recognized as a top advisor in Chambers USA and Chambers Global, receiving multiple distinctions for Registered Funds. She has also been recognized in the Finance: Fintech category of The Legal 500 US awards.Prior to joining Morrison Foerster, she served as executive vice president and general counsel of Janus Capital Group Inc., a NYSE-listed global asset management holding company. She also previously served as senior vice president and general counsel of Janus Capital Management LLC, a U.S. registered investment advisory subsidiary of Janus Capital Group, and as president of the Janus funds and president of Janus Distributors LLC.Kelley previously served as a director of Young Americans Bank/Young Americans Center for Financial Education, ICI Mutual Insurance Company, and the Denver Metro Chamber of Commerce.

Kelley Howes

Co-Chair of Investment Management Group

Derek Steingarten is a partner in Morrison Foerster’s New York office and co-chair of the firm’s Investment Management Group. He also serves on the global Environmental, Social, and Governance (ESG) steering committee at Morrison Foerster.Derek has 25 years of experience advising a wide range of registered and private fund sponsors and other institutional asset managers. He counsels clients on the fund formation, capital raising, marketing, and compliance needs of hedge funds, private equity funds, private credit funds and fund of funds, sub-advised funds, bank collective funds, institutional separate accounts, managed account platforms, mutual funds, ETFs, and other registered vehicles, such as interval funds and BDCs. His broad experience allows him to advise clients on regulatory and transactional issues in a way that is tailored to the lifecycles of their businesses and financial product offerings. This includes managing regulatory and governance issues under the Investment Company Act, the Investment Advisers Act, and other U.S. federal securities laws, including SEC examinations, investigations, regulatory enforcement, and disputes.Asset managers regularly engage Derek as an active partner in transaction negotiations and due diligence for wealth management industry acquisitions, lift-outs, and strategic combinations and restructurings. He has extensive experience with state- and federal-chartered trust companies and their specialized role within the wealth management industry. Derek is recognized in Chambers most recent legal ranking guides including Chambers Global 2025 and Chambers USA 2024 nationwide, with clients noting that he “offers quality business-oriented counsel and unfailing responsiveness” and that he is “thoughtful and clear in his advice.”

Derek Steingarten

Investment Management

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Developments in Registered Funds

29 Apr 2025 10:00 AM - 3:45 PM MDT