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Derek Steingarten

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Derek Steingarten is a partner in Morrison Foerster’s New York office and co-chair of the firm’s Investment Management Group.

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SEC Staff Issues New Marketing Rule FAQs

SEC’s Corporation Finance Staff says the offer and sale of “Meme Coins” does not fall under the Securities Act – the Meming of it all

SEC Division of Examinations 2025 Exam Priorities – a Focus on Artificial Intelligence, Private Funds, and Cybersecurity

Significant Investment Adviser Regulatory Developments in 2024

Amendment To QPAM Exemption

Fifth Circuit Vacates SEC Private Fund Adviser Rules

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Experts Warn Firms About SEC Exam Priorities

Investment Adviser Compliance Index

MoFo Advises Rothschild & Co on the Sale of its North American Asset Management Business to Wintrust Financial Corp

Experienced RIA Acquirers are Having an Excellent Year

Generational Shifts Along with Increasing Regulations Pushes More RIA M&A

MoFo Hires 8th Corporate Partner in 7 Months

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dsteingarten@mofo.com