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Finance

  • Gary S. Lee
    Gary S. Lee
    Partner
  • Jennifer L. Marines
    Jennifer L. Marines
    Vice Chair
  • Gary S. Lee
    Gary S. Lee
    Partner
  • Jennifer L. Marines
    Jennifer L. Marines
    Vice Chair
View all members of the group

Related Practices

  • Business Restructuring + Insolvency
  • Financial Services
  • Lending + Financial Transactions
  • Project Finance
  • Real Estate
  • U.S. Tax
  • Mergers + Acquisitions
  • Investment Management
  • Investigations + White Collar Defense
  • False Claims Act
  • Capital Markets
  • Broker-Dealer Compliance + Regulation
  • Class Actions + Mass Torts
  • Technology Transactions

Related Industries + Issues

  • Blockchain + Smart Contracts
  • REITs
  • Fintech

Insights

Insights

Article
SEC's Redefinition of "Exchange" Would Mean More Confusion
05 Jun 2023
Client Alert
Top 5 SEC Enforcement Developments for April 2023
26 May 2023
Book
Acquisition Financing in the United States: A Year of Two Halves
22 May 2023
Client Alert
U.S. SEC Adopts Share Repurchase Disclosure Rules
15 May 2023
Client Alert
Banking Disruption: Banking Regulators Signal Updates to Supervisory and Regulatory Agendas in Wake of Bank Failures
11 May 2023
Client Alert
The SEC Redefines “Exchange”: An Act in Three Parts
03 May 2023
show all Insights

News

News

In The News
Law360 Names Attys Who Moved Up The Firm Ranks In Q1
17 May 2023
In The News
Law360 Names Attys Who Moved Up the Firm Ranks in Q1
17 May 2023
In The News
This group is sharpening the GOP attack on ‘woke’ Wall Street
30 Jan 2023
In The News
No Longer a Slap on the Wrist: SEC Penalties and Sentences on the Rise
18 Jan 2023
In The News
Falling Valuations Dull the Shine of Private Assets, Curb Exit Options
05 Dec 2022
In The News
Law360 Names Attys Who Moved Up the Firm Ranks in Q3
17 Nov 2022
show all News

Events

Events

Speaking Engagement
What Investigators Need to Know about the Whistleblower Reward Programs Aimed at Tackling Financial Crime (e.g., the SEC, CFTC, IRS & Treasury Department programs) & Their Impact on Investigations and Corporate Compliance
09 Jun 2023
Speaking Engagement
PLI's 38th Midyear SEC Reporting & FASB Forum
09 Jun 2023 - 10 Jun 2023
Speaking Engagement
Advanced DIP Topics
24 May 2023
Speaking Engagement
PLI's Global Capital Markets & the U.S. Securities Laws 2023
12 Apr 2023
Webinar
A Strategic Approach: Managing Bank-Run Risks by Tech Companies
03 Apr 2023
Webinar
Implications of SVB's Collapse and the Current Banking Crisis
31 Mar 2023
show all Events

Video + Audio

Video + Audio

Audio
VeroBlue Farms USA Inc. v. Canaccord Genuity LLC
01 Sep 2022
Video
“Meet the Partner” – Rick Fischer
22 Apr 2020

Podcasts

Podcasts

Podcast
Above Board: The Changing Landscape of Shareholder Activism
30 May 2023
Podcast
Above Board: The U.S. DOJ’s New Corporate Voluntary Self-Disclosure Policy
30 Mar 2023
Podcast
Above Board: Corporate Responsibility and Risks - Human Rights in Europe and the US
03 Mar 2023
Podcast
How discussions of stakeholder capitalism have evolved at Davos
23 Jan 2023
Podcast
Above Board: Before, During and After a Breach: The Questions Boards Should Ask
07 Oct 2022
Podcast
Getting to Yes - Kelley Howes Speaks with Host Richard Levick
20 Jul 2022
show all Podcasts
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