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Maxwell Raymond Rich

Of Counsel | New York
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mrich@mofo.com |
(212) 336-4085

Practices

  • Emerging Companies + Venture Capital
  • Investment Management
  • Mergers + Acquisitions
  • Private Funds
  • Securities Enforcement
  • Broker-Dealer Compliance + Regulation
  • Capital Markets
  • Securities + Derivatives Regulatory Solutions

Industries + Issues

  • Digital Assets + Blockchain
  • Finance
  • Fintech
  • Technology
  • Interactive + Digital Media
  • Consumer Products + Retail

Bar Admissions

  • Massachusetts

  • New York

Education

  • Drew University, B.A.

  • Boston University School of Law, J.D.

Insights

Insights

Client Alert
U.S. SEC Staff Issues Long-Awaited Crypto Asset Securities Guidance for Carrying Broker-Dealers
13 Jan 2026
Client Alert
SEC Staff Issues No-Action Relief for DePIN DoubleZero
20 Oct 2025
Client Alert
Automated System Monitoring Failures Lead to $1 Million FINRA Fine
08 Oct 2025
Client Alert
U.S. SEC Issues Statement on Stablecoins
08 Apr 2025
Client Alert
SEC’s Corporation Finance Staff says the offer and sale of “Meme Coins” does not fall under the Securities Act – the Meming of it all
05 Mar 2025
Client Alert
Three Firms That Engaged in General Solicitation Settle with SEC for Failure to Timely File Forms D
07 Jan 2025
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News

News

MoFo News Item
MoFo Advises Button Labs on $5.1 Million Seed Funding Round
02 Dec 2025
MoFo News Item
MoFo Advises Theo AI on $4.2 Million Seed Funding Round
21 May 2025
MoFo News Item
MoFo Advises TollBit on Its $24 Million Series A Fundraising Round
22 Oct 2024

Events

Events

Speaking Engagement
Columbia Business School's Venture Capital and Private Equity Program
15 Dec 2025
Speaking Engagement
FINRA Institute at Georgetown Certified Regulatory and Compliance Professional (CRCP)® Program
16 Nov 2025 - 21 Nov 2025
Speaking Engagement
Consumer Packaged Goods Pitch Day – New York
28 Oct 2025
Speaking Engagement
Call for Pitch Decks
11 Aug 2025 - 28 Oct 2025
Speaking Engagement
Why and How Japanese Startups can form US entities
26 Jun 2025
Speaking Engagement
Unlocking the IPO
03 Jun 2025
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